|(課程編號 1218) Anti-Money Laundering and Counter-Financing of Terrorism Seminar (by Ingenique)|
||Code 1218 (3 Jul 2018)|
Effective 1 Mar 2018, Certified Public Accountants ("CPA"), and Trust or Company Service Providers ("TCSP") are required to comply with the Anti-Money Laundering and Counter-Terrorist Financing (Financial Institutions) Ordinance (Cap.615) ("AMLO"). Accordingly, the Company Registries, and the Hong Kong Institute of Certified Public Accountants, have issued guidelines to assist CPAs and TCSPs meet their obligations under AMLO. Specifically, these guidelines cover:
While the guidelines are useful, it is important for professional firms to set up the operational processes to deal with the AML/CFT risks. This public seminar will provide practical information on how to implement the guidelines by CR & HKICPA, for small and medium size firm.
> Practical Guide to implementing AML/CFT Internal Policies, Procedures and Controls
> The Importance of Ongoing Monitoring
> Enhancing Your AML/CTF Process through Technology
Mr Martin Lim
Martin is the founder and director of Ingenique Solutions. He is the person behind the product development of SentroWeb-Dow Jones, a AML/CFT customer screening and due diligence software for small and medium sized professional firms. Prior to joining Ingenique, Martin has more than 15 years in the IT industry covering both technical and business development responsibilities. With Ingenique, he frequently engages with small and medium sized professional firms to assist them in implementing AML/CFT policies, procedures and controls, and to prepare for regulatory inspections and reviews. Through his experience with the customers, he is able to develop solutions for them to effectively implement their AML processes.
Martin holds a Master degree in Software Engineering, and a Diploma in Anti-Money Laundering.
Mr Leonard Soh CFA
Leonard is a partner and director of Ingenique Solutions. He is a finance industry professional with deep skill sets in Compliance & Sales – the culmination of more than 7 years in AML/CFT advisory, trainings & supervisions; as well as extensive bank experiences of more than 20 years. Prior to joining Ingenique, Leonard has worked in various international and global banks, in areas of treasury, markets, finance and regulatory compliance. With Ingenique, he has put his vast knowledge and understanding of AML/CFT regulations and compliance into practical application and advisory for clients; and helping them to appreciate and facilitate the transition process to AML compliant.
Leonard is a CFA (Chartered Financial Analyst), holds a Bachelor degree in Business (Financial Analysis), and is pursuing a Diploma in Anti-Money Laundering.
香港華人會計師公會 前會長 及 現任理事
||06:30 PM - 08:30 PM|