|Consultation on Sanctions Guidelines 紀律處分指引的諮詢|
||Forum (8 April 2019)|
Among numerous issues on the up and running of Financial Reporting Council (“FRC”), the public, particularly public interest entity auditors, has been asking for the detail sanctions guidelines. The FRC has started a consultation ending on 17 April 2019.
This is a chance for meeting up FRC senior representatives face to face, learning directly from their briefing of important points, clarifying your uncertainties. To facilitate the discussion, a 19-page FRC consultation paper will be dispatched during the meeting. As an accounting professional, please join us to learn this hottest topic, to voice out right away, to clarify before you submit your written response.
For your information, the consultation paper includes the following areas:
- Aims and Objectives of the Sanctions Guidelines
- Determination of Sanction
- Combination of Sanctions (除牌、停牌、譴責、禁止、進修、罰款…)
- Summary of Approach to Determining Sanctions
Ms Wincey Lam林穎志女士
Deputy Chief Executive Officer, Financial Reporting Council
Ms Florence Wong 王蕙湄女士
Senior Director – Investigation & Compliance, Financial Reporting Council
Mr Andrew Chen 陳志興先生
Mr Tanny Yu 余廣文先生
||07:00 PM - 08:30 PM|