|(課程編號 0119B) Application of PN820 (Revised) to Licensed Corporations|
||Code 0119B (16 Jan 2019)|
The auditing of Licensed Corporations (“LC”) is an area of focus for regulators.There will also be changes to the Financial Resources Rules (“FRR”) and we need to keep abreast of new developments.
This course will cover the following areas:
- Key requirements of PN820 (Revised)
- Salient features of the FRR as applicable for the compliance audit
- Common errors on FRR completion for LC
- Latest regulatory developments and updates
Ms. Agnes Tso, Partner, Financial Services, Ernst & Young
Agnes is the Chairman of Securities Regulatory Advisory Panel of the Hong Kong Institute of Certified Public Accountants. She is also the Immediate Past President of Association of Women Accountants and a member of the SCAA.
Mr. Raymond Lam, Senior Manager, Financial Services, Ernst & Young
Mr. Lam has 13 years’ experience in providing assurance and advisory services to financial institutions. He has broad experience in leading regulator-mandated and voluntary reviews of investment banks and securities brokers, focusing on compliance with relevant laws and requirements set out by the regulators.
||07:00 PM - 08:30 PM|