(課程編號 0224) Application of PN820 (Revised) to Licensed Corporations | |||||||||||
活動編號 |
Code 0224 (28 Feb 2024) | ||||||||||
活動重點 |
This course will cover the following areas: - Overview of the regulatory requirements - Key requirements of the Financial Resources Rules - Areas covered by the compliance audit - Common errors on compilation of FRR and attention areas for compliance reporting
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講者 |
Ms. Agnes Tso Partner, Financial Services, Ernst & Young Past President of the Association of Women Accountants Past Chairman of the Securities Regulatory Advisory Panel of the HKICPA
Mr. Michael Sheung Senior Manager, Financial Services, Ernst & Young
Michael is a Senior Manager in Professional Practice in Financial Services in EY Hong Kong. Michael has 11 years’ experience in providing assurance services to financial institutions. He has broad experience in leading regulator-mandated of investment banks and securities brokers, focusing on compliance with relevant laws and requirements set out by the regulators. |
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日期 |
2024-02-28 | ||||||||||
時間 |
06:30 PM - 08:00 PM | ||||||||||
地點 |
Zoom直播 | ||||||||||
語言 |
廣東話 | ||||||||||
CPD時數 |
1.5 小時 | ||||||||||
費用 |
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*正式會員包括資深會員、普通會員及境外會員。 | |||||||||||
報名時間已過
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