會員論壇
Physical Forum - Applying PN820 (Revised) to Audit Licensed Corporations
活動編號
Forum (27 Jul 2023)
活動重點

PN820 provides guidance on auditing the financial statements of licensed corporations and outlines other auditor responsibilities under the Securities and Futures Ordinance (SFO). This PN is updated periodically, with the most recent amendments taking effect for engagements beginning on or after December 15, 2022.

In this forum, we will revisit the content of PN820 and explore the auditor's responsibilities under the SFO. We will also share the latest requirements outlined in the most recent PN820 update, and discuss our experiences conducting compliance audits, including:

- Audit planning

- Considerations of laws and regulations

- Use of IT technology

- Use of service organizations

- Guidelines for auditor’s report

- Other reporting considerations

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講者

Mr. Garry Kwan

Partner, CWK CPA Limited

Garry is a Partner at CWK CPA Limited with extensive experience in the financial services industry.  He has worked in the Finance Services Assurance Team at one of the Big 4 CPA Firms and at one of the largest international investment banks.  Garry is also a risk and control professional, providing risk, compliance, business advisory, and assurance services to clients in both professional and commercial fields.  He specializes in auditing financial institutions, including global investment banks, sizable securities firms, and listed companies.

日期
2023-07-27
時間
06:30 PM - 08:00 PM
地點
香港華人會計師公會 (香港灣仔駱克道88號6樓)
語言
廣東話
CPD時數
1.5 小時
費用
正式會員* HK $150
附屬會員 HK $150
學生會員 HK $150
正式會員之僱員 HK $150
非會員 HK $250
*正式會員包括資深會員、普通會員及境外會員。
報名時間已過